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Appleby
The Trading Standards (Fair Trading) (Guernsey) Ordinance, 20231 (Ordinance) came into force last October and created a new statutory framework for consumer protection and fair trading in Guernsey.
Carey Olsen
The total net asset value of Guernsey funds at the end of Q4 2023 was c. US$368.2 billion, an increase of c. US$3.6 billion (+1.0%) over the quarter.
Jersey
Carey Olsen
Our investment funds team outline the latest developments within the investment funds market in Jersey including news and updates from the Jersey Financial Services...
Appleby
TISE Sustainable is a comprehensive and reputable market segment of the Official List of The International Stock Exchange (TISE), enabling the flow of capital into investments...
Ogier
In the Government of Jersey's National Risk Assessment, the most recent update for which was published in September 2023 (NRA), it identified that Jersey represents 1.35%...
UK
Herbert Smith Freehills
The government has made new regulations (the 2024 Order) to update the exemptions in the Financial Services and Markets Act 2000 (Financial Promotions) Order 2005...
Herbert Smith Freehills
FTSE Russell, which maintains the FTSE indices, has published a notice indicating how the FCA's proposed reform of the UK listing regime will impact FTSE UK indices.
WTW
When CAIA approached me to write the closing piece for Innovation Unleashed: The Rise of Total Portfolio Approach from the eyes of a practitioner and advisor, I eagerly accepted the opportunity.
Cadwalader, Wickersham & Taft LLP
The UK's Financial Conduct Authority has published its 2024/25 business plan, setting out its priorities for the next 12 months.
WTW
The Financial Institutions results from the Global Directors' and Officers' Survey.
Gatehouse Chambers
Dispute Resolution analysis: The Defendants and Third Party who collectively advanced an untrue narrative in opposing a third party debt order were held jointly and severally liable...
Winston & Strawn LLP
The Financial Conduct Authority (FCA) has now published a revised draft of the UK Listing Rules (UKLRs) as expected. This follows our previous thought leadership which provides a broad overview of the FCA's major reforms more generally.
Herbert Smith Freehills
The government has made new regulations (the 2024 Order) to update the exemptions in the Financial Services and Markets Act 2000 (Financial Promotions) Order (2005) (the FPO)...
Katten Muchin Rosenman LLP
From her humble beginnings in Manchester's Oxford Road, Sarah Bates has gone on to carve out an impressive career in the UK's financial sector.
WilmerHale
"The first rule of enforcement club is that you do in fact talk about enforcement club"1; so Therese Chambers, the UK Financial Conduct Authority's (FCA) joint executive director of enforcement...
Goodwin Procter LLP
On 6 March 2024, following the Chancellor's budget statement, the Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) Order 2024 (SI 2024/301)...
Norton Rose Fulbright Hong Kong
In the latest episode of our Decisions Decoded series, we discuss the key points from the Final Notice issued against Floris Huisamen, former director...
European Union
Mayer Brown
In order to harmonize the regulatory framework governing the European fund market, the European Commission has revised the existing Alternative Investment Fund Manager Directive – Directive 2011/61/EU .
K&L Gates
Deficiencies in compliance with derivatives post trade reporting rules have recently triggered regulator fines. Fin-FSA in Finland fined a pension fund...
Herbert Smith Freehills
In this regular post, we round-up FinTech-related financial services regulatory developments for the week ending 8 March 2024.
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