Mondaq UK: Finance and Banking
Womble Bond Dickinson
The Joint Committee of the European Supervisory Authorities (ESA) has published its final guidelines under the Wire Transfer Regulation (Regulation (EU) 2015/847) in each of the official languages of the EU.
Womble Bond Dickinson
On 16 January 2018, the European Court of Auditors (ECA) published a report on the operational efficiency of the European Central Bank's (ECB) crisis management for banks.
Dentons
This claim was brought by the joint administrators of Olympia Securities Commercial Plc (the Company), a property developer. The dispute, however, was in reality between the two defendants.
Shearman & Sterling LLP
On January 10, 2018, the Financial Conduct Authority published a "Dear CEO" letter that was sent to firms that offer contracts for difference products to retail customers on either an advisory or discretionary...
Shearman & Sterling LLP
On January 8, 2018, the U.K. Prudential Regulation Authority published a "Dear CFO" letter that was sent to the Chief Finance Officers of larger U.K.-headquartered credit institutions.
Womble Bond Dickinson
The Payment Systems Regulator (PSR) has published a letter sent by it to the Chair of the Treasury Select Committee regarding the UK's ATM network
Mishcon de Reya
Offering binary options had, until recently, been regulated by the Gambling Commission - but only if the business offering binary options had remote gambling equipment located in Great Britain.
Dentons
This claim related to investment advice allegedly given in breach of FCA rules. The claimants were a wealthy Kuwaiti family comprising a father and his three sons ...
Dentons
This case concerned the claims of Mr Rocker (a successful businessman) against Full Circle Asset Management Limited (FCAM) ...
Dentons
In October, the High Court held that the buyer of a portion of a loan facility was entitled to unwind its participation where the deadline for meeting a condition had expired.
Dentons
BHL was successful in its claim against Leumi ABL Limited (Leumi) on the basis that Leumi had not been entitled to charge a collection fee of 15 per cent under a receivables finance ...
Dentons
In February 2013, Taurus Petroleum Limited (Taurus) obtained a final award in arbitration proceedings against State Oil Marketing Company of Iraq (SOMO).
Dentons
Kommunale Wasserwerke Leipzig GmbH (KWL) is the municipal water company of Leipzig. It was run at all relevant times by two individuals, Mr Heininger and Dr Schirmer.
Dentons
In July, HHJ Moulder struck out a claim by a property developer (Cameron), for consequential losses allegedly incurred as a result of entering into an interest rate swap.
Dentons
The Court of Appeal decided that banks do not owe a duty of care to customers in relation to their conduct of the review agreed between the banks and the Financial Conduct Authority ...
Deloitte
As electronic communication becomes ever faster and ever easier, and the EU ramps up its Digital Single Market Strategy...
Dentons
Secure Capital SA (SC) was the owner of the entire beneficial interest in a series of notes issued by Credit Suisse (the Notes).
Dentons
A securitisation transaction took place in 2006, the subject of which was cashflows generated by a portfolio of sheltered housing.
Dentons
Dexia was appointed as Prato's adviser in relation to debt restructuring and interest rate swaps in 2002.
Baker & McKenzie
With the New Year, the European Central Bank has published an updated frequently asked questions (FAQs) about the ECB's role in supervising Eurozone banks.
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ICSA
On 7 September 2016, the Financial Conduct Authority and the Prudential Regulation Authority announced new whistleblowing rules for banks, building societies, credit unions and some investment and insurance firms, in response to public demand for greater banking accountability.
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Deloitte
On 23 November, the FCA published a report on the compliance function in wholesale banks. In January this year, the FCA sent a questionnaire to 22 wholesale banks ...
Boccadutri International Law Firm
From January binary options in the United Kingdom will be officially considered a financial service and no longer a branch of gambling.
Baker & McKenzie
A significant change in UK banking is coming. From 13 January 2018, for the first time banks will be required to open up customer data to third party providers.
Kemp IT Law
Unusually as we go into a new year, the main headlines of what IT lawyers can expect in 2018 are signposted at the outset: new financial services laws in January, the GDPR in May and looking ahead to Brexit in March 2019.
Pinsent Masons LLP
FCA Publishes Its "Package Of Proposals" For Transitioning Firms And Individuals To The Senior Managers And Certification Regime
Proskauer Rose LLP
The General Data Protection Regulation (GDPR) comes into force across the European Union (EU) on 25 May 2018.
Pinsent Masons LLP
The FCA has published several updates to its website in light of MiFID II coming into force on 3 January 2018. These include:
Proskauer Rose LLP
The Financial Conduct Authority (FCA) published its 19th quarterly consultation paper (CP17/39).
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