Mondaq UK: Finance and Banking
Shearman & Sterling LLP
On March 28, 2018, the European Central Bank began a consultation on the first chapter of a proposed guide to internal models.
Cadwalader, Wickersham & Taft LLP
The recent vote in the United Kingdom to leave the European Union has raised a number of contingency planning issues for UK-based fi nancial institutions.
Pinsent Masons LLP
The European Investment Bank (EIB) has called for the introduction of a European-wide database to pull together all available information on financing for technology companies.
On 5 April 2018 the FCA published a policy statement, summarised in our recent blog, on its first round measures as part of its asset management market study.
Mishcon de Reya
The Financial Conduct Authority (FCA) has recently published its Business Plan 2018/19, which sets out its priorities for the coming year.
Orrick Herrington & Sutcliffe
From 3 January 2018 all legal entities (no matter where they are based or incorporated) involved in buying, selling or issuing financial instruments on EU regulated markets ...
Almost a decade ago at the 2009 Pittsburgh Summit, G20 Leaders committed to reform the OTC derivatives markets with the objective of reducing systemic risks, improving transparency and protecting investors against...
Covington & Burling
On September 14, 2017, the Financial Conduct Authority (FCA) confirmed that it was making a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to...
Shearman & Sterling LLP
On April 6, 2018, the FCA published a statement confirming the regulatory requirements applicable to firms engaged in cryptocurrency derivatives.
Shearman & Sterling LLP
On April 5, 2018, the FCA published a second consultation paper on remedies arising out of the AMMS. This consultation concerns improving disclosure by AFMs to their investors ...
Shearman & Sterling LLP
On April 5, 2018, the Financial Conduct Authority published a Policy Statement and final rules relating to strengthening the governance arrangements of U.K. authorized fund managers.
Mishcon de Reya
It is well known that the FCA is readying itself to roll-out the Senior Managers and Certification Regime (SMCR) to all authorised firms.
Pinsent Masons LLP
The FCA published its Business Plan for 2018/19 [09.04.2018] containing "key priorities" for the coming year.
MJ Hudson
Carried interest is believed to have originated as long ago as the fourteenth century, in Renaissance Italy.
Withers LLP
The Consumer Rights (Payment Surcharges) Regulations 2012 ('the Regulations') as amended by the Payment Services Regulations 2017 contain an absolute prohibition ...
Stephenson Harwood
The English Court of Appeal has ruled on the correct construction of the default valuation provisions in the Global Master Repurchase Agreement (2000 version) ("GMRA") and...
Now, I'm going to try and get through this blog without the phrase ‘Data is the new oil'. Every conference with any link to data science and financial services will have at least one speaker ...
Pinsent Masons LLP
Multiple breaches of worldwide freezing orders (WFOs) in contempt of court can form the basis of an action for damages caused by 'unlawful means' conspiracy, the UK's highest court has confirmed.
Cadwalader, Wickersham & Taft LLP
The UK Financial Conduct Authority ("FCA") advised market participants that firms engaging in business related to cryptocurrency derivatives must comply with applicable FCA and European Union rules
Cadwalader, Wickersham & Taft LLP
According to reports, the UK Financial Conduct Authority ("FCA") does not believe that moving a legacy swap contract from LIBOR to an alternative reference rate would represent a material amendment...
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Pinsent Masons LLP
New regulatory technical standards on ‘strong customer authentication and common and secure open standards of communication', which will apply under the EU's second Payment Services Directive (PSD2), ...
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Shearman & Sterling LLP
On 15 December 2017, the FRC published a bulletin entitled "The Auditor's Association with Preliminary Announcements made in accordance with U.K. Listing Rules."
The recommendations and guidance issued by the API EG will seek to create harmonised market practices across EU Member States.
Deloitte Cyprus
In line with the requirements under the revised Payment Services Directive (PSD2), the European Union has recently published the regulatory technical standards (RTS) ...
Maples and Calder
The European Commission is continuing to lay foundations for the development of the Capital Markets Union ("CMU") with the publication of a number of proposals on 12 March 2018.
Stephenson Harwood
On 22 August 2017, Vanquis Bank Limited ("Vanquis") confirmed that it was co-operating with an investigation by the Financial Conduct Authority ("FCA")...
Pinsent Masons LLP
Regulatory technical standards on ‘strong customer authentication and common and secure open standards of communication' for payment services businesses have been formally written into EU law.
Mayer Brown
In February, we published an article on High Yield Bonds by German Real Estate Companies, in which we noted the increasing convergence / overlap between traditional real estate finance, leveraged finance and...
Brodies LLP
Last week, the FCA announced that firms and funds will continue to benefit from passporting between the UK and EEA during a transition period, following Brexit.
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