Mondaq All Regions: Finance and Banking
Dentons
Digital end-to-end lending is coming. While some legal barriers still exist - preventing adoption of a true ‘end-to-end' electronic solution - it is only a matter of time before lenders will be able to complete the full lending process online.
Mamo TCV Advocates
The Malta Financial Services Authority ("MFSA") has issued a Consultation Paper on the proposed introduction of a "Financial Instrument Test" ...
Chapman Tripp
Article discusses proposed listing rules for equity, debt and funds products and their largely positive effect on debt listings.
Chapman Tripp
Article discusses key changes proposed to listing rules and NZX Corporate Governance Code.
Erdem & Erdem Law
The LEI is a twenty character alpha-numeric code used as an international standard for reporting and identifying underlying counterparties to transactions.
Deloitte
On 5 April 2018 the FCA published a policy statement, summarised in our recent blog, on its first round measures as part of its asset management market study.
Mishcon de Reya
The Financial Conduct Authority (FCA) has recently published its Business Plan 2018/19, which sets out its priorities for the coming year.
Orrick Herrington & Sutcliffe
From 3 January 2018 all legal entities (no matter where they are based or incorporated) involved in buying, selling or issuing financial instruments on EU regulated markets ...
BakerHostetler
In 2017, consumers initiated nearly 10,000 lawsuits alleging violations of the Fair Debt Collection Practices Act (FDCPA). See WebRecon LLC, Stats for November 2017: Bizarro Stats ...
Proskauer Rose LLP
Proskauer released results from The Private Credit Group's market survey for 2018. The comprehensive survey features the predictions of top lending institutions, which complement the findings...
WilmerHale
The nomination is subject to confirmation by the US Senate.
Cadwalader, Wickersham & Taft LLP
In advance of the release of a new framework for swaps reform, CFTC Chair J. Christopher Giancarlo declared that the CFTC would return to its "historic character" as a "principles-based regulator."
Cadwalader, Wickersham & Taft LLP
A mortgage banker agreed to pay a $5 million fine, following restitution payments of $7 million, to settle charges brought by the New York State Department of Financial Services ("DFS").
Cadwalader, Wickersham & Taft LLP
The U.S. House Financial Services Subcommittee on Monetary Policy and Trade considered testimony on the proposed Foreign Investment Risk Review Modernization Act ("FIRRMA").
Ropes & Gray LLP
As reported in a previous alert, the UK Financial Conduct Authority announced on July 27, 2017 that, by 2021, it intends to replace LIBOR, the key benchmark rate underlying hundreds of trillions of dollars in lending ...
Fredrikson & Byron, P.A.
In recent years, accounting and finance professionals have wrestled with the implementation of new GAAP standards in the areas of revenue recognition, leases and credit losses...
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") granted exemptive relief to a commodity pool operator ("CPO") from the requirement to deliver to pool participants...
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") requested comments on proposed rules that would simplify the capital requirements for large banks.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
The IRS on April 11, 2018 released Revenue Procedure 2018-26 (Rev. Proc. 2018-26), which include the expansion of remedial action options in connection with certain post-issuance leases...
Cadwalader, Wickersham & Taft LLP
In testimony before the SBC, CFPB Acting Director Mick Mulvaney outlined his recommendations for curbing the power and authority of the CFPB. Mr. Mulvaney addressed recent recommendations...
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