Mondaq All Regions: Finance and Banking
Maples and Calder
The SIBA, 2010, as amended ("SIBA") and its subsidiary legislation, including the Securities and Investment Business Regulations, 2015, provides for the regulation of open-ended mutual funds, among other matters.
Norton Rose Fulbright Canada LLP
The Office of the Superintendent of Financial Institutions (OSFI) has released a discussion paper on the proposed implementation of the final Basel III reforms in Canada.
It has been clear for some time that financial institutions likely to be impacted by Brexit need to be prepared.
Maples and Calder
Maples and Calder's Islamic finance team has been involved in many of the most innovative Islamic finance transactions, including the largest Sukuk issuance to date ...
Elias Neocleous & Co LLC
On 8 July the Cyprus parliament approved a package of legislative measures aimed at creating market security, stability and growth, and strengthening the legal framework to deal with non-performing loans.
Shearman & Sterling LLP
On June 22, 2018, following the publication by the European Banking Authority of an Opinion and draft Guidelines on Regulatory Technical Standards under the revised Payment Services Directive ...
Shearman & Sterling LLP
On June 22, 2018, the European Commission published a letter, dated May 31, 2018, from the President of the European Commission, Valdis Dombrovskis, to Steven Maijoor ...
KPMG Luxembourg
Grand-ducal Regulation of 30 May 2018 transposing the MiFID II Delegated Directive (EU) 2017/593 into national Law was published in the Mémorial (the Luxembourg Official Journal) on 31 May 2018.
Shearman & Sterling LLP
On July 3, 2018, the European Central Bank launched a consultation on a proposed Regulation on the materiality threshold for credit obligations past due under the CRR.
Shearman & Sterling LLP
On July 6, 2018, a Commission Delegated Regulation was published in the Official Journal of the European Union, which supplements the Capital Requirements Regulation with Regulatory Technical Standards ...
Arthur Cox
On 5 July 2018 the Central Bank updated its UCITS Q&A (ID 1002) to clarify its requirements relating to investment by a UCITS in a non-UCITS investment fund.
Erdem & Erdem Law
Only transaction-based manipulators may benefit from effective remorse.
Shearman & Sterling LLP
On June 20, 2018, the European Securities and Markets Authority published a statement on the requirements under the Markets in Financial Instruments Regulation for a Legal Entity Identifier.
Clyde & Co
On 4th July 2018 the FCA published its near-final rules on how it plans to extend the Senior Managers and Certification Regime (SM&CR) to the wider financial services sector.
Shearman & Sterling LLP
On June 21, 2018, the U.S. Board of Governors of the Federal Reserve System announced the results of the eighth and latest round of Dodd-Frank Act stress testing.
Shearman & Sterling LLP
On June 21, 2018, following consultation on draft guidance in November 2017, the Financial Stability Board published two finalized guidance papers on aspects of the recovery and resolution ...
Kramer Levin Naftalis & Frankel LLP
The CFTC unanimously approved proposed regulatory amendments intended to simplify obligations imposed on a self-regulatory organization (SRO) when carrying out its...
Womble Bond Dickinson
The investment world is experiencing a rapid shift in its operational assumptions. Increasingly, investors are recognizing that environmental
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms ...
Akin Gump Strauss Hauer & Feld LLP
The U.S. National Futures Association (NFA) has confirmed that it has commenced its first-ever, on-site inspection program of NFA member firms located in Hong Kong.
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Arnold & Porter
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Norton Rose Fulbright Australia
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ClarkeKann Lawyers
PBAs are trust accounts, intended to protect down the line subcontractors from the insolvency of up the line contractors.
Worrells Solvency & Forensic Accountants
Section 588FDA of the Corporations Act provided that it was voidable as an unreasonable director-related transaction.
Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
HHG Legal Group
Circumstances surrounding the entry into pre-nuptial agreements are considered when assessing their validity.
Cooper Grace Ward
Vendors to land sale contracts in Queensland should be aware of conditions that could result in an instalment contract.
Holley Nethercote commercial & financial services lawyers
Similar to past AUSTRAC risk assessments, this report has a broad application to the whole financial services industry.
Corrs Chambers Westgarth
Principals and head contractors should be aware of (and comply with) the changes, or risk being in breach of the new Act.
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
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