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Mayer Brown
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Tel: +1 312 7820600
Fax: +1 312 7017711
71 S. Wacker Dr.
IL 60606
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By Anna T. Pinedo
The Securities and Exchange Commission's Small Business Capital Formation Advisory Committee recently published the agenda for its upcoming November 12, 2019 meeting.
By Anna T. Pinedo
Securities and Exchange Commission Chair Jay Clayton made remarks at the University of Pennsylvania, which covered a broad range of topics. Chair Clayton noted that under his tenure the SEC's Reg ...
By Rebecca Eisner, Brad Peterson
Board members should ask the following questions as their company evaluates its use of AI.
By Hauker Gudmundsson
Chairman Clayton's announcement signals that the SEC is open to reconsidering the Regulation AB framework as it relates to RMBS.
By Steven D. Garden, Jared Goldberger, Thomas Humphreys, Russell Nance, Remmelt Reigersman, Lucas Giardelli, George Haines, Juan F. Lopez Valek, Amit S. Neuman, Andre Smith II, Grace Sur, Stephanie Wood, Brennan W. Young
Mayer Brown's Capital Markets Tax Quarterly provides capital markets-related US federal tax news and insights. In this issue of CMTQ, we look at Q3 2019.
By Amanda Baker, Rebecca Eisner, Joe Pennell, Elizabeth Raymond
Transactions involving fintech companies, and particularly fintech companies incorporating artificial intelligence ("AI") into their products and services, are now commonplace in the fintech landscape.
By Michael Hermsen, Robert Gray, Jr., Laura Richman
This Legal Update discusses the proposed changes and notes practical considerations for public companies.
By Nanda Al Qazaz, Amany Hassan, Tahan A. Thraya, Charles Hallab, Jad A. Taha, Elizabeth Espín Stern, Grace Shie
The UAE Ministry of Human Resources and Emiratisation recently issued new implementation rules with respect to Article 14 of the UAE Federal Labour Relations Act No. 8 of 1980, known as the "Emiratisation Program – Tawteen," ...
By Bryan L. Barreras, David B. Kobray
Issues For Administrative Agent To Consider.
By Bryan L. Barreras, Kiel Bowen, Todd Bundrant, Mark Dempsey, Christopher Ellis, Ann Richardson Knox, David B. Kobray, Michael Loquercio, Monique Mulcare, Eric Reilly, Kristin Rylko, Susannah L. Schmid, Aubry D. Smith, Vincent R. Zuffante
Finally, we examine the use of repurchase facilities as an alternative source of liquidity for private equity funds.
By Marlon Paz, Kyle P. Swan
FINRA Publishes 2019 Report on Examination Findings and Observations
By Julie A. Gillespie, Jan Stewart, Jeffrey Taft, John-David Treumann
In July, the Federal Deposit Insurance Corporation proposed a change to certain provisions of its securitization safe harbor rule to eliminate the requirement that the securitization documents for non-grandfathered ...
By Stephanie Monaco, Marlon Paz, Kyle P. Swan
On October 8, 2019, FINRA published a new resource to assist its member firms in their efforts to comply with the SEC's Regulation Best Interest (Reg. BI) and Form CRS by the June 30, 2020 compliance date.
By Mayer Brown
On September 26, 2019, the IOSCO released its report setting out the findings of its review on the consistency of implementation by 29 IOSCO members in 28 jurisdictions of the nine suitability principles ...
By Mayer Brown
On October 3, 2019, the SEC Retail Task Force held a roundtable on combating elder investor fraud.
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