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Mayer Brown
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Tel: +1 312 7820600
Fax: +1 312 7017711
71 S. Wacker Dr.
IL 60606
United States
By Barbara Goodstein
In a surprising development, on September 11, 2019 the Seventh Circuit Court of Appeals issued a ruling on appeal reversing a lower bankruptcy court decision and found that a UCC financing statement ...
By Bradley Berman, Michael D. Russo, Anna T. Pinedo
A general securities representative settled Financial Industry Regulatory Authority ("FINRA") charges for advising customers to purchase Leveraged and Inverse Exchange Traded Funds
By Bradley Berman, Michael D. Russo, Anna T. Pinedo
The Attorneys General of seven states – New York, California, Connecticut, Delaware, Maine, New Mexico, Oregon – and the District of Columbia
By Bradley Berman, Michael D. Russo, Anna T. Pinedo
FINRA recently updated its frequently asked questions about Rule 2232, which requires that FINRA members disclose in their confirms to retail customers their markups
By Bradley Berman, Michael D. Russo, Anna T. Pinedo
Section 206(3) makes it unlawful, with certain limited exceptions, for an investment adviser to directly sell or purchase securities to and from clients or to act as a broker for a third party effecting
By Joanna Nicholas
Bylined article by Banking & Finance counsel Joanna Nicholas (New York).
By Matthew Bisanz, Leslie Cruz, Jeffrey Taft
Bylined article by Financial Services Regulatory & Enforcement partner Jeffrey Taft and associates Matthew Bizanz and Leslie Cruz.
By Thomas P. Evans
A large manufacturer of consumer products invests in new technology to record, store and analyze customer service calls.
By Charles Harris, II, B. Ted Howes, Kwadwo Sarkodie, Daniel Hart
Title 28, US Code, Section 1782 authorizes an interested person to petition a US federal district court where any person "resides or is found"
By Bruce F. Perce
The relationship between record dates and ex-dividend dates (or "ex-dates") for dividends is sometimes unclear to market participants, ...
By Mayer Brown
We are pleased to present the updated edition of our guide: Preparing for and Responding to Cybersecurity Incidents.
By Louis Nayberg
After the failed attempt of the Marc Jacob case (Conseil d'Etat, 31 May 2016, No. 393881, Jacob), the decision of the French Administrative Supreme Court dated 16 September 2019
By Kendall C. Burman, Rajesh De, Stephanie Duchene, Philip Recht, Lei Shen, Jeffrey Taft, Lisa V. Zivkovic, Amber Thomson
Almost immediately after the passage of the California Consumer Privacy Act ("CCPA"), lawmakers proposed both large and small amendments to it
By John R. Ablan, Michael Hermsen, Anna T. Pinedo, Laura Richman
On September 26, 2019, the US Securities and Exchange Commission (Commission) extended the ability to test the waters to all issuers by adopting the highly anticipated new Rule ...
By Jad A. Taha, Charles Hallab, Tahan A. Thraya, Elizabeth Espín Stern, Grace Shie
On September 27, 2019, in another major step toward economic and social reform, the Kingdom of Saudi Arabia announced the launch of a tourist visa program.
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