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Cadwalader, Wickersham & Taft LLP
 
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By Cadwalader, Wickersham & Taft LLP
In Vintage Rodeo Parent, LLC v. Rent-A-Center, Inc., C.A. No. 2018-0928-SG (Del. Ch. Mar. 14, 2019), Vice Chancellor Glasscock of the Delaware Court of Chancery found that Rent-A-Center, Inc.
By Cadwalader, Wickersham & Taft LLP
Cadwalader added two Special Counsel to the Financial Services Group and Corporate Group: Michael Sholem at the London office and Nick Ramphal at the New York office.
By Cadwalader, Wickersham & Taft LLP
FINRA encouraged firms to be more engaged in the work of the self-regulatory organization and described the process for filling vacancies on FINRA committees and boards.
By Cadwalader, Wickersham & Taft LLP
In an Investor Alert, FINRA and the SEC Office of Investor Education and Advocacy cautioned investors on the risks associated with "social sentiment investing tools".
By Cadwalader, Wickersham & Taft LLP
The SEC final amendments to Regulation S-K and related rules and forms were published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
The CFTC determination that Australia's margin requirements for uncleared swaps are comparable in outcome to the CFTC rules was published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
The CFTC rule change requiring the notification to counterparties of their right to elect to segregate initial margin in transactions with swap dealers was published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
The CFTC rule change regarding the standards for an SRO's financial surveillance examination program for futures commission merchants ("FCMs") was published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
The SEC rule mandating that the appointment or removal of a Public Company Accounting Oversight Board ("PCAOB") hearing officer be subject to agency approval was published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to settle FINRA charges for Order Audit Trail System ("OATS") reporting and Regulation NMS violations.
By Cadwalader, Wickersham & Taft LLP
FINRA proposed to adopt legacy NASD and Incorporated NYSE Rules and Interpretations into the consolidated FINRA rulebook without any substantive changes.
By Mark Chorazak
The FRB, the FDIC and the OCC proposed requiring U.S. GSIBs to hold additional capital against the holdings of total loss-absorbing capacity ("TLAC") debt issued by other GSIBs.
By Steven Lofchie
The SEC Division of Corporation Finance granted no-action relief to an airline chartering business incorporated in Delaware from the registration requirement relating to offering and selling "tokenized" jet cards.
By Steven Lofchie
The SEC provided a "framework for analysis" to help market participants evaluate whether the federal securities laws apply to the offer, sale or resale of a specific digital asset.
By Cadwalader, Wickersham & Taft LLP
On March 27, 2019, Cadwalader presented a webinar on recent anti-money laundering ("AML") developments affecting cannabis businesses, broker-dealers, blockchain transactions and draft legislation.
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