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By Cadwalader, Wickersham & Taft LLP
Comments must be submitted by April 9, 2019.
By Cadwalader, Wickersham & Taft LLP
The comment period for the proposal has passed.
By Cadwalader, Wickersham & Taft LLP
FIF Recommends "Logistical Changes" During CAT Transition To New Plan Processor.
By Cadwalader, Wickersham & Taft LLP
The FIF believes that the SEC should consider revising Rule 605 to better reflect the best practices created by industry participants since the rule's adoption.
By Cadwalader, Wickersham & Taft LLP
Comments must be submitted by March 11, 2019.
By Steven Lofchie
Ms. Warren requested answers to her questions on the factors underlying increased bank M&A activity by February 21, 2019.
By Cadwalader, Wickersham & Taft LLP
Commercial Mortgage Alert ranked Cadwalader as the number-one law firm for advising both issuers and underwriters on commercial mortgage-backed securities.
By Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") notified servicemembers of new protections and a veterans alert.
By Cadwalader, Wickersham & Taft LLP
The MSRB adopted clarifying amendments to the Implementation Guidance on MSRB Rule G-18 ("Best Execution").
By Cadwalader, Wickersham & Taft LLP
In a call with the SEC Investor Advisory Committee, SEC Chair Jay Clayton and SEC Commissioner Elad L. Roisman contended that the current proxy voting system needs fixing.
By Steven Lofchie
The Consumer Financial Protection Bureau ("CFPB") proposed rescinding the mandatory underwriting provisions of a final rule governing "Payday, Vehicle Title and Certain High-Cost Installment Loans."
By Cadwalader, Wickersham & Taft LLP
The FDIC final rule permitting FDIC-insured financial institutions to "except a capped amount of reciprocal deposits from treatment as brokered deposits ...
By Cadwalader, Wickersham & Taft LLP
The Growth and Emerging Markets Committee of IOSCO offered recommendations to assist regulators on issues concerning sustainable finance.
By Robert Zwirb
The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to a CPO from the requirement to deliver quarterly account statements ...
By Robert Zwirb
The U.S. District Court for the District of Connecticut ordered a former precious metals trader (the "trader")
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