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Australia
Norton Rose Fulbright Australia
This monthly newsletter includes links to media releases, reports and new developments relating to financial services.
Brazil
TMF Group
TMF Group had the boots on the ground and the expertise to act as local collateral agent in all relevant jurisdictions.
British Virgin Islands
Collas Crill
In line with BVI's commitment to stay at the forefront of 'international legislation and EU compliance', the BVI enacted the Mutual Funds (Amendment) ...
Canada
Torys LLP
On January 31, the Minister of Finance released the Advisory Committee on Open Banking's (Committee) report, "Consumer-directed finance: the future of financial services" (report),
Cayman Islands
Ogier
Ogier's Fund Finance team has extensive experience in providing legal advice on all types of fund finance transactions across all major financial markets. We regularly provide advice on a range
TMF Group
The Cayman Islands is changing the way it regulates funds.
Maples Group
On 7 February 2020, the Cayman Islands Government published the Private Funds Law, 2020 and the Private Funds (Savings and Transitional Provisions) Regulations 2020 (together, the "Law").
European Union
Camilleri Preziosi Advocates
On 5 February 2020, the Malta Financial Services Authority (the "MFSA") published an update, following the United Kingdom's withdrawal from the European Union, ...
South Africa
ENSafrica
repeals Notice No. 13/14 of 24 December, Notice No. 14/14 of 24 December, Notice No. 1/17 of 3 February, and all provisions of Instruction No. 1/03 of 7 February that are contrary to the provisions of this Notice
Turkey
ADMD
6750 sayılı Ticari İşlemlerde Taşınır Rehni Kanunu ("6750 sayılı Kanun") 28.10.2016 tarihli 29871 sayılı Resmî Gazetede yayınlanmış ve 01.01.2017
UK
Kemp IT Law
A joint study by the Bank of England and the FCA was published on 16th October 2019 and is the result of a survey of almost 300 financial services firms.
Hogan Lovells
Doing good with other people's money. We now know that companies, investors and consumers care about ESG issues, so what does this mean for managers charged with driving investor...
United States
WilmerHale
On December 18, 2019, the SEC adopted new rules pursuant to Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act requiring the application of risk mitigation techniques to portfolios ...
Foley Hoag LLP
On January 30, 2020, five federal regulatory agencies, the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation ("FDIC"), ...
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for deficient Order Audit Trail System ("OATS") reports and Regulation NMS quarterly order routing disclosures.
Cadwalader, Wickersham & Taft LLP
ISDA highlighted separate economic analyses on: (i) trends in the credit default swaps ("CDS") market, (ii) clearing networks and central counterparties ("CCP") stress testing, and (iii) the cost effects of clearing fragmentation.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") and the OCC published their hypothetical economic and financial scenarios (see here and here) for banks to use in their annual stress tests.
Cadwalader, Wickersham & Taft LLP
In an address at the FIA-SIFMA AMG Asset Management Derivatives Forum, CFTC Commissioner Dawn D. Stump offered her perspective on (i) regulatory harmonization.
Womble Bond Dickinson
On Wednesday, PayPal sued the CFPB in federal district court in the District of Columbia claiming the Bureau's Prepaid Account Rule ("Rule") is arbitrary and...
DLA Piper
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape.
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