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Mayer Brown
The following Legal Update provides a summary of this Staff statement (the "Statement").
Mayer Brown
An "at-the-market" ("ATM") offering is an offering of securities into an existing trading market for the securities at a price or prices related to the then-market price of the securities.
Clyde & Co
The Court of Appeal of England & Wales has interpreted a contractual clause in an English law facility agreement stating that the borrower would not be in default if it did not make payment "in...
Shearman & Sterling LLP
The U.S. Department of Justice (DOJ) and the Federal Trade Commission (FTC) (collectively, "Agencies") released the final version of the Vertical Merger Guidelines ("Vertical Guidelines")...
Akin Gump Strauss Hauer & Feld LLP
The Office of Compliance Inspections and Examinations' (OCIE) June 23, 2020, Risk Alert focuses on three areas where OCIE has observed compliance deficiencies during recent...
Cadwalader, Wickersham & Taft LLP
The SEC raised the exemption threshold for broker-dealers required to comply with certain risk assessment reporting and recordkeeping obligations.
Cadwalader, Wickersham & Taft LLP
The SEC Office of the Investor Advocate communicated its FY2021 priorities for protecting and promoting the interests of retail investors.
Cadwalader, Wickersham & Taft LLP
Corrections to SEC final rules and form amendments to revise disclosure requirements for variable annuities and variable life insurance contracts were published in the Federal Register.
Sheppard Mullin Richter & Hampton
Unless you're a customs or logistics professional, you may not have focused on the Incoterms changes announced by the International Chamber of Commerce in early 2020.
Cadwalader, Wickersham & Taft LLP
The U.S. Court of Appeals for the Second Circuit denied a petition filed by several attorneys general and investment advisers challenging the legality of the SEC's adoption of Regulation Best Interest.
Mayer Brown
On July 9, 2020, starting at 9.30 am, the Securities and Exchange Commission will host a roundtable discussion on investing in emerging markets.
History has shown that extreme stock market volatility often triggers a wave of unsolicited or hostile M&A activity and stockholder activism.
Morrison & Foerster LLP
In this episode of Impactful Conversations, Michael Santos, a social-enterprise- and impact-investing associate in Morrison & Foerster's San Francisco office...
Proskauer Rose LLP
Businesses are facing new and increased risks as they work to continue operations and meet changing demand.
Jones Day
Following two prior proposals during 2019, the New York Stock Exchange ("NYSE") has submitted to the U.S. Securities and Exchange Commission ("SEC") an amended proposal to permit capital...
Morrison & Foerster LLP
In August 2019, a group of nearly 200 chief executives issued a statement, arguing that the role of corporations should be redefined from solely maximizing shareholder value to also "invest[ing] in...
Akin Gump Strauss Hauer & Feld LLP
On June 23, 2020, the Division of Corporation Finance of the Securities and Exchange Commission provided additional guidance regarding disclosures about operations, liquidity and capital resources.
Matson Driscoll & Damico
Back in the summer of 2018, I wrote a short piece questioning a sensational Forbes magazine article claiming that Kylie Jenner was worth $1B, based mainly on the results of her cosmetics company.
Foley Hoag LLP
Last week, the Supreme Court decided in Liu v. SEC that the SEC may continue to seek disgorgement in judicial proceedings as a form of equitable relief under the Securities Exchange Act.
Ropes & Gray LLP
The latest installment of Ropes & Gray's podcast series, Culture & Compliance Chronicles, explores company culture in times of crisis.
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