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Sheppard Mullin Richter & Hampton
We've explored the topic of crisis management in a prior episode but now we turn our attention to how C-Suite members can handle crises when they're within their own governance structure.
Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
Making all workers feel safe and included requires hard work, tough conversations and key initiatives.
Proskauer Rose LLP
On January 30, 2020, the Securities and Exchange Commission ("SEC" or "Commission") published interpretive guidance (the "Guidance")
Hogan Lovells
On 11 February 2020 Federal Trade Commission (FTC) announced that it has issued Special Orders to five large technology firms requiring...
O'Melveny & Myers LLP
On January 30, 2020, the Securities and Exchange Commission (SEC) announced proposed amendments intended to modernize and enhance certain Regulation S-K financial and MD&A disclosure requirements.
Smith Gambrell & Russell LLP
The rights and privileges of owner of units in residential condominiums and cooperatives in New York are complicated enough, standing alone.
Mayer Brown
In this Legal Update, we provide certain US Securities and Exchange Commission (SEC) filing deadlines and key financial statement staleness dates for calendar year 2020.
Cooley LLP
And here's where boards will really need Dr. Phil….or maybe Dr. Melfi. As the reason for the change, Nasdaq explains that it believes the prior definition was over-inclusive.
Cooley LLP
Remember California's SB 826, the board gender diversity mandate? That law requires each public company with principal executive offices located in California, no matter where they are incorporated, ...
Cadwalader, Wickersham & Taft LLP
On January 8, 2020, the SEC proposed an Order to improve the governance of National Market System Plans over public consolidated equity market data and the dissemination of trade and quote data.
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for failing to test its supervisory controls, policies and procedures, and for failing to document the test results in required certifications and reports.
Fenwick & West LLP
We analyzed the terms of 188 venture financings closed in the fourth quarter of 2019 by companies headquartered in Silicon Valley.
Seyfarth Shaw LLP
On Thursday, February 6, 2020, SEC Commissioner Hester Peirce proposed rules which, if certain conditions are met, would, for three years, exempt (1) the offer and sale of tokens from most provisions of the 1933 Act, ...
Day Pitney LLP
On February 7, the SEC provided a legal bulletin setting forth the views of the Office of Municipal Securities regarding the application of the antifraud provisions of Section 10(b) of the Securities Exchange Act of 1934 ...
Arnold & Porter
On January 30, 2020, the SEC issued Guidance on the use of key performance indicators and metrics in MD&A.
Shearman & Sterling LLP
On February 5, 2020, Judge Matthew F. Kennelly of the United States District Court for the Northern District of Illinois sustained some but not all claims in a putative ...
WilmerHale
On September 19, 2019, the SEC adopted new rules and amendments establishing recordkeeping and reporting requirements for security-based swap dealers, major security-based swap participants and broker-dealers.
Shearman & Sterling LLP
On February 4, 2020, Judge Catherine C. Blake of the United States District Court for the District of Maryland dismissed certain claims in a putative class action asserting claims under Section 10(b)
Worldwide
Sheppard Mullin Richter & Hampton
As we check in on the Asian markets for the first quarter of the year, we're diving into various current events including the coronavirus epidemic, the Trilateral Summit between Japan, China,...
Vistra
Onno Bouwmeister, Global Sector Lead - Private Equity at Vistra, discusses our latest private equity white paper and highlights some of its findings.
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