Foley Hoag LLP
Created by the Sarbanes-Oxley Act of 2002, the PCAOB was intended to provide independent oversight of auditors of public companies and broker-dealers.
It's not just BlackRock's CEO that has words for companies.
Fenwick & West LLP
The U.S. Securities and Exchange Commission has issued guidance on the use of financial metrics and has proposed significant amendments pertaining to Regulation S-K's financial disclosure provisions.
Cadwalader, Wickersham & Taft LLP
The SEC charged an investment advisory firm and two of its investment advisers with violating their fiduciary duty and defrauding clients by failing to disclose significant financial conflicts of interest.
Ward and Smith, P.A.
Companies fund expansions, acquisitions, operations, and other plans in a variety of ways, including using current income generated by their businesses, calling for additional contributions
The updated FAQs clarify that professional legal representatives are not "retail customers/investors" for purposes of Regulation Best Interest and Form CRS, and they allow for non-English relationship summaries ...
Gibson, Dunn & Crutcher
On January 30, 2020, the Board of Governors of the Federal Reserve System issued a final rule that would update and revise, to some degree, its framework for finding "control" under the Bank...
Cadwalader, Wickersham & Taft LLP
The North American Securities Administrators Association ("NASAA") found an increase in reporting by jurisdictions that adopted the Model Act to Protect Vulnerable Adults from Financial Exploitation (the "Model Act").
Kramer Levin Naftalis & Frankel LLP
On Jan. 30, 2020, the Financial Industry Regulatory Authority (FINRA) proposed amendments to the Capital Acquisition Broker (CAB) rules to expand the range of permitted activities for CABs
Womble Bond Dickinson
The Internal Revenue Service ("IRS") recently proposed Regulation 122180-18 (the "Proposed Regulations") to implement the amendments found in the Tax Cuts and Jobs Act of 2017 ...
Sheppard Mullin Richter & Hampton
We've explored the topic of crisis management in a prior episode but now we turn our attention to how C-Suite members can handle crises when they're within their own governance structure.
Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
Making all workers feel safe and included requires hard work, tough conversations and key initiatives.
Proskauer Rose LLP
On January 30, 2020, the Securities and Exchange Commission ("SEC" or "Commission") published interpretive guidance (the "Guidance")
On 11 February 2020 Federal Trade Commission (FTC) announced that it has issued Special Orders to five large technology firms requiring...
O'Melveny & Myers LLP
On January 30, 2020, the Securities and Exchange Commission (SEC) announced proposed amendments intended to modernize and enhance certain Regulation S-K financial and MD&A disclosure requirements.
Smith Gambrell & Russell LLP
The rights and privileges of owner of units in residential condominiums and cooperatives in New York are complicated enough, standing alone.
In this Legal Update, we provide certain US Securities and Exchange Commission (SEC) filing deadlines and key financial statement staleness dates for calendar year 2020.
And here's where boards will really need Dr. Phil….or maybe Dr. Melfi. As the reason for the change, Nasdaq explains that it believes the prior definition was over-inclusive.
Akin Gump Strauss Hauer & Feld LLP
The increasing divergence between oil prices and spot liquefied natural gas (LNG) prices has created strong incentives for Asian buyers under long-term LNG contracts to seek price adjustment
The ongoing global coronavirus outbreak, now officially designated as COVID-19 by the World Health Organization, will significantly impact international business and cross-border commercial operations