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Shearman & Sterling LLP
The Commodity Futures Trading Commission (CFTC) has issued three no-action letters providing relief for swap transactions (and amendments to swap transactions)...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates.
Cadwalader, Wickersham & Taft LLP
The NYSE contends that the Wireless Market Data Connections are not SEC facilities and, therefore, do not need to be included in the rules.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam warned of the market risks associated with climate change.
Cadwalader, Wickersham & Taft LLP
Highlighting recent developments concerning the transition away from LIBOR, CFTC Commissioner Rostin Behnam emphasized the importance of "operational readiness" and urged firms to put in place fallbacks.
Cadwalader, Wickersham & Taft LLP
ISDA reviewed upcoming developments in the transition from LIBOR to risk-free rates ("RFRs").
Ropes & Gray LLP
We asked the attorneys in our Asset Management Group to share their views on the SEC's much-anticipated re-proposal of Rule 18f-4
Cadwalader, Wickersham & Taft LLP
CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") Director Joshua B. Sterling highlighted registration and disclosure requirements.
Kramer Levin Naftalis & Frankel LLP
Section 13 of the Bank Holding Company Act of 1956 (the BHC Act) generally prohibits any insured depository institution (as defined in Section 3(c)
Shearman & Sterling LLP
The Federal National Mortgage Association (Fannie Mae) and the Federal Home Loan Mortgage Corporation (Freddie Mac) announced on Wednesday
Cadwalader, Wickersham & Taft LLP
On July 12, 2019, the CFTC finished updating its data catalogue, completing the first of five steps under its Data Protection Initiative.
Cadwalader, Wickersham & Taft LLP
In "Legal Guidelines for Smart Derivatives Contracts: Equities" - ISDA argued that lack of automation presents challenges to streamlining operational processes within the equity derivatives market.
Hogan Lovells
On 30 January 2020 the Commodity Futures Trading Commission (CFTC) approved on a 3-2 vote proposed rules addressing position limits on speculative derivatives (Position Limits Proposal).
Mayer Brown
In a consultation issued on February 7, 2020, the ARRC seeks views on whether it should recommend a compensation methodology for swaptions referencing US dollar LIBOR that could be affected by the change, from the EFER to SOFR, ...
WilmerHale
On December 18, 2019, the SEC adopted new rules pursuant to Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act requiring the application of risk mitigation techniques to portfolios ...
Cadwalader, Wickersham & Taft LLP
ISDA highlighted separate economic analyses on: (i) trends in the credit default swaps ("CDS") market, (ii) clearing networks and central counterparties ("CCP") stress testing, and (iii) the cost effects of clearing fragmentation.
Cadwalader, Wickersham & Taft LLP
In an address at the FIA-SIFMA AMG Asset Management Derivatives Forum, CFTC Commissioner Dawn D. Stump offered her perspective on (i) regulatory harmonization.
Cadwalader, Wickersham & Taft LLP
The SEC final rule adopting "risk mitigation" requirements applicable to security-based swap dealers ("SBSDs") was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
A FINRA proposal to extend the expiration date of FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") to September 1, 2021 was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The MSRB set November 30, 2020 as the date for compliance with revised interpretive guidance concerning the conduct of municipal securities underwriting activities.
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