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Akin Gump Strauss Hauer & Feld LLP
Federal spot month limits would expand to cover 25 physical commodity futures, as well as certain "look alike" contracts and OTC swaps on the same underlying commodity
Cadwalader, Wickersham & Taft LLP
CFTC Chair Heath P. Tarbert highlighted key hedging exemptions in the recently proposed new position limits for physical commodity derivatives.
Cadwalader, Wickersham & Taft LLP
The CFTC proposed amendments to rules governing "swap data reporting, dissemination, and public reporting requirements."
Hogan Lovells
The U.S. Commodity Futures Trading Commission (CFTC) has charged a man from Colorado with fraud and failing to register with it in respect of a scheme that involved Ponzi-type payments.
Cadwalader, Wickersham & Taft LLP
The proposed CFTC amendments to Rules Part 36 ("Trade Execution Requirement"), Part 37 and Part 43 were published in the Federal Register. Comments must be submitted by April 20, 2020.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Shearman & Sterling LLP
Partners Bjorn Bjerke (New York-Finance) and Stuart Fleischmann (New York-Capital Markets) have authored the "USA Law & Practice" chapter in the 2020 Chambers Global Practice Guide: Securitisation.
Shearman & Sterling LLP
The Commodity Futures Trading Commission (CFTC) has issued three no-action letters providing relief for swap transactions (and amendments to swap transactions)...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates.
Cadwalader, Wickersham & Taft LLP
The NYSE contends that the Wireless Market Data Connections are not SEC facilities and, therefore, do not need to be included in the rules.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam warned of the market risks associated with climate change.
Cadwalader, Wickersham & Taft LLP
Highlighting recent developments concerning the transition away from LIBOR, CFTC Commissioner Rostin Behnam emphasized the importance of "operational readiness" and urged firms to put in place fallbacks.
Cadwalader, Wickersham & Taft LLP
ISDA reviewed upcoming developments in the transition from LIBOR to risk-free rates ("RFRs").
Ropes & Gray LLP
We asked the attorneys in our Asset Management Group to share their views on the SEC's much-anticipated re-proposal of Rule 18f-4
Cadwalader, Wickersham & Taft LLP
CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") Director Joshua B. Sterling highlighted registration and disclosure requirements.
Kramer Levin Naftalis & Frankel LLP
Section 13 of the Bank Holding Company Act of 1956 (the BHC Act) generally prohibits any insured depository institution (as defined in Section 3(c)
Shearman & Sterling LLP
The Federal National Mortgage Association (Fannie Mae) and the Federal Home Loan Mortgage Corporation (Freddie Mac) announced on Wednesday
Cadwalader, Wickersham & Taft LLP
On July 12, 2019, the CFTC finished updating its data catalogue, completing the first of five steps under its Data Protection Initiative.
Cadwalader, Wickersham & Taft LLP
In "Legal Guidelines for Smart Derivatives Contracts: Equities" - ISDA argued that lack of automation presents challenges to streamlining operational processes within the equity derivatives market.
Hogan Lovells
On 30 January 2020 the Commodity Futures Trading Commission (CFTC) approved on a 3-2 vote proposed rules addressing position limits on speculative derivatives (Position Limits Proposal).
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