The three European Supervisory Authorities (ESAs) published joint guidelines on cooperation and information exchange, establishing colleges of anti-money laundering...
The EU has, on 6 November 2019, published in the Official Journal a delegated regulation supplementing the EU Securitisation Regulation with regard to regulatory technical standards on the homogeneity ...
Navigating the European rules and regulations.
The ESMA has published its annual peer review report on the overall supervision of EU Central Counterparties (CCPs) by National Competent Authorities (NCAs).
June was a busy month, both for finalizing the appointments of presidents, commissioners and key policymakers across the EU's institutions
Following the application of the 2018 European Union Securitisation Regulation from 1 January 2019, Ocorian's Director of Transaction Management, Chris Wilson, examines the practical impact on the provision of corporate services.
Ropes & Gray LLP
To mark our ten year anniversary in London, the private equity team reflects on ten developing themes since 2010, and provides bold forecasts and predictions for the decade to come.
Herbert Smith Freehills
The Chancellor of the Exchequer delivered the 2020 Budget to Parliament on 11 March 2020. This includes a package of related policy documents
The Financial Conduct Authority (FCA) has published a reminder to firms that, from 9 December 2019, MIFID investment firms and optional exempt firms should use a new form to submit information
The Financial Conduct Authority (FCA) has announced that cohort 6 of its regulatory sandbox is open for applications until 31 December 2019.
Green and sustainable lending is now an area of focus for many commercial lenders. This has brought with it the development of voluntary industry standards to help create robust
With a rising number of so-called zombie companies limiting domestic productivity in the UK, Director, Sinead McIntosh takes a dive into the corporate debt underworld…
Reed Smith (Worldwide)
On 19 November 2019, the Basel Committee on Banking Supervision (BCBS) published its report on open banking and its implications for banks and banking supervision.
Haseltine Lake Kempner LLP
The final session of the day was a panel discussion on the new Rules of Procedure of the Board of Appeal hosted by Joe Lenthall and with Christopher Rennie-Smith and David Brown
Proskauer Rose LLP
The Financial Conduct Authority ("FCA") published an insight article on artificial intelligence ("AI") in the boardroom. The article considers various AI-related issues in the boardroom.
The Financial Conduct Authority (FCA) has published the protocols for the conduct of the "lessons learned" reviews, commissioned by the non-executive directors of the FCA, for:
Norton Rose Fulbright Canada LLP
On 14 August 2019, the European Central Bank (ECB) published an article on its website calling on banks to step up their preparations for a no-deal Brexit at the end of October 2019.
The FCA has published the findings of a review into how successfully the SMCR is embedded into the banking sector.
The UK Financial Conduct Authority (FCA) has published an update relating to the extension of the senior managers and certification regime (SMCR) to FCA solo-regulated firms
The Discussion Paper sets out the EBA's proposed STS criteria for synthetic securitisations.